Dean B. Potashner
Professional summary
Dean Bruce Potashner, who also goes by Dean Bruce Potashner Mr., is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in Sorrento, Maine.
Dean is registered as a RR (Registered Representative) and started their career in finance in 2003. Dean has worked at 5 firms and has passed the Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dean Bruce Potashner's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2013 - Present
SUMMIT SECURITIES GROUP LLC
February 23, 2011 - September 29, 2011
VTRADER PRO, LLC
December 5, 2007 - November 13, 2009
GARGOYLE STRATEGIC INVESTMENTS L.L.C.
April 26, 2005 - June 29, 2007
DC TRADING PARTNERS L.L.C.
September 26, 2003 - April 28, 2005
LOMAX TRADING L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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