Maher Shoukr
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maher Shoukr, who also goes by Maher Shoukr, was a registered financial professional .
Maher is a previously registered financial professional and started their career in finance in 2004. Maher had worked at 7 firms and has passed the Series 66, Series 52TO, Series 99TO, SIE, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 25, 2024 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC
April 25, 2024 - August 1, 2025
NEXT FINANCIAL GROUP, INC.
April 25, 2024 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.
April 25, 2024 - August 1, 2025
CADARET, GRANT & CO., INC.
April 1, 2021 - August 1, 2025
GROVE POINT ADVISORS, LLC
June 9, 2004 - April 1, 2021
GROVE POINT INVESTMENTS, LLC
June 9, 2004 - August 1, 2025
GROVE POINT INVESTMENTS, LLC
January 29, 2004 - April 3, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 4/25/2024
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SORRENTO PACIFIC FINANCIAL, LLC
CRD#: 127787 / SEC#: 801-70354, 8-66046
Contact information
FINRA licenses (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 222,328,734 |
Disclosures
| Regulatory Event | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
