PI
Paul S. Izzo
RUSSELL INVESTMENTS
KATY, TX
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CRD#: 4714286
PI
Professional summary
Paul Stephen Izzo JR., CFP®, who also goes by Paul Izzo Jr., Paul Izzo, is a registered financial advisor currently at RUSSELL INVESTMENTS located in Katy, Texas and RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC located in Wayzata, Minnesota.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paul Izzo Jr. | Paul Izzo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Izzo Brothers LLC receives sponsorship from companies for product marketing, eg running apparel and running accessories. Approximately 2 hours per month outside of normal business hours is spent on the LLC. Compensation received from sponsoring companies is split three ways between the brothers. OBA started October 25, 2018 and received internal approval at that time.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Stephen Izzo JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 29, 2009 - Present
RUSSELL INVESTMENTS
RIA
CRD#: 105734
KATY, TX
Current
July 29, 2009 - Present
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
BD
CRD#: 21771
Wayzata, MN
Past
September 4, 2019 - April 3, 2024
RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLC
BD
CRD#: 329
SEATTLE, WA
Past
June 2, 2009 - July 15, 2009
TD AMERITRADE, INC.
RIA
CRD#: 7870
FORT WORTH, TX
Past
June 2, 2009 - July 15, 2009
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 111514
FT WORTH, TX
Past
May 26, 2009 - July 15, 2009
TD AMERITRADE, INC.
BD
CRD#: 7870
FORT WORTH, TX
Past
March 4, 2004 - May 13, 2009
EQUITABLE DISTRIBUTORS, LLC
BD
CRD#: 25900
CHARLOTTE, NC
Past
February 18, 2004 - February 24, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
October 20, 2003 - February 24, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
Registered Investment Advisory firm - (5/21/1982 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/19/2010)
RR
Alaska(11/10/2015)
RR
Arizona(9/25/2014)
RR
Arkansas(7/19/2010)
RR
California(9/25/2014)
RR
Colorado(9/25/2014)
RR
Connecticut(7/19/2010)
RR
Delaware(7/19/2010)
RR
District of Columbia(11/10/2015)
RR
Florida(7/19/2010)
RR
Georgia(7/19/2010)
RR
Hawaii(11/10/2015)
RR
Idaho(11/10/2015)
RR
Illinois(5/10/2011)
RR
Indiana(7/19/2010)
RR
Iowa(11/10/2015)
RR
Kansas(11/10/2015)
RR
Kentucky(7/19/2010)
RR
Louisiana(7/29/2009)
RR
Maine(7/19/2010)
RR
Maryland(7/19/2010)
RR
Massachusetts(7/19/2010)
RR
Michigan(7/19/2010)
RR
Minnesota(11/10/2015)
RR
Mississippi(7/19/2010)
RR
Missouri(5/10/2011)
RR
Montana(11/10/2015)
RR
Nebraska(11/10/2015)
RR
Nevada(11/10/2015)
RR
New Hampshire(7/19/2010)
RR
New Jersey(7/19/2010)
RR
New Mexico(7/29/2009)
RR
New York(7/19/2010)
RR
North Carolina(7/19/2010)
RR
North Dakota(11/10/2015)
RR
Ohio(7/20/2010)
RR
Oklahoma(7/19/2010)
RR
Oregon(11/10/2015)
RR
Pennsylvania(7/19/2010)
RR
Puerto Rico(6/11/2014)
RR
Rhode Island(11/10/2015)
RR
South Carolina(7/19/2010)
RR
South Dakota(11/10/2015)
RR
Tennessee(7/19/2010)
RR
Texas(7/29/2009)
IAR
Texas(7/29/2009)
RR
Utah(11/10/2015)
RR
Vermont(7/19/2010)
RR
Virgin Islands(11/10/2015)
RR
Virginia(7/19/2010)
RR
Washington(7/29/2009)
IAR
Washington(7/29/2009)
RR
West Virginia(7/19/2010)
RR
Wisconsin(11/10/2015)
RR
Wyoming(11/10/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
RUSSELL INVESTMENTS
FRANK RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENTS | RUSSELL INVESTMENT MANAGEMENT, LLC | RUSSELL INVESTMENT MANAGEMENT COMPANY | RUSSELL INVESTMENT GROUP
CRD#: 105734 / SEC#: 801-17141
RIA
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Contact information
Main Address
1301 Second Avenue 18th Floor, Seattle, WA 98101
Mailing Address
Phone number
(206) 505-7877
Established
Firm type
Fiscal year end
# of Employees
589
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
