SG
Steven A. Gibson
ON INVESTMENT MANAGEMENT CO
Abingdon, VA 24210
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CRD#: 4714282
SG
Professional summary
Steven A Gibson is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Abingdon, Virginia and THE O.N. EQUITY SALES COMPANY located in Abingdon, Virginia.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Steven has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)GIBSON FINANCIAL SERVICES,INC; 452 West Main Street, ABINGDON VA 24210;PRESIDENT; START DATE 05/01/2006; 14 HRS PER MONTH(9 HRS DURING TRADING)GROUP/INDIVIDUAL LIFE AND HEALTH INS;PREPARE QUOTES,RENEWALS AND SERVICE WORK; 2) OAKMONT TECH LLC; NOT INVESTMENT RELATED; 369 OAKMONT DRIVE ABINGTON VA 24211; MOBILE APP DEVELOPMENT; OWNER; START DATE 05/01/2014; HOURS/MONTH 8; HOURS/TRADING 0; DESIGNING, CODING AND RELEASING APPS TO APP STORE. 3) OAKMONT HOLDINGS LLC; NOT INVESTMENT RELATED; 369 OAKMONT DRIVE ABINGDON VA 24211; OWNER; 11/30/2017-PRESENT; 2 HOURS/MONTH; 0 HOURS/TRADING; OWN AND RENT SINGLE FAMILY HOMES.4) Sag Properties LLC; NOT INVESTMENT RELATED; 369 OAKMONT DRIVE ABINGDON VA 24211; OWNER;12/01/2021-PRESENT; 0 HOURS/MONTH; 0 HOURS/TRADING; Collect rent from Gibson Financial
CRS (Client Relationship Summary) - RIA
Click below to view Steven A Gibson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 25, 2009 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 452 West Main Street, Abingdon, VA 24210RIA
CRD#: 105662
Abingdon, VA
Current
January 13, 2009 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 452 West Main Street, Abingdon, VA 24210BD
CRD#: 2936
Abingdon, VA
Past
October 23, 2003 - January 12, 2009
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
JOHNSON CITY, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/6/2023)
IAR
Alabama(6/6/2023)
RR
Florida(8/25/2021)
RR
Kentucky(3/9/2009)
RR
Missouri(12/6/2023)
RR
New York(5/29/2015)
RR
North Carolina(1/13/2009)
IAR
North Carolina(10/4/2021)
RR
South Carolina(6/4/2019)
IAR
South Carolina(2/7/2023)
RR
Tennessee(1/13/2009)
RR
Texas(5/10/2019)
IAR
Texas(1/18/2022)
RR
Virginia(1/13/2009)
IAR
Virginia(3/25/2009)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Abingdon, VA 24210TRUST BUT VERIFY
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