Paul C. Herits
Professional summary
Paul Conlin Herits is a registered financial professional currently at TRADEMAS INC. located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 8 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Conlin Herits's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2019 - Present
TRADEMAS INC.
Office #1: Nyse Trading Floor 11 Wall Street, New York, NY 10005Office #2: Nyse 11 Wall Street, New York, NY 10005May 22, 2017 - June 27, 2019
TULLETT PREBON FINANCIAL SERVICES LLC
July 27, 2016 - May 18, 2017
SQUARE GLOBAL MARKETS
February 3, 2014 - July 13, 2015
PTR, INC.
November 30, 2011 - February 3, 2014
ON POINT EXECUTIONS, LLC
October 18, 2010 - November 22, 2011
AMERIVEST PARTNERS, LLC
March 25, 2004 - April 25, 2006
CREDIT SUISSE SECURITIES (USA) LLC
September 26, 2003 - October 6, 2010
HEIGHTS PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
NYSE American LLC
Current Firm
TRADEMAS INC.
CRD#: 130030 / SEC#: , 8-66292
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
