Michael P. Comorre

CITY NATIONAL SECURITIES

Encino, CA 94136

Some features on this profile are disabled

CRD#: 4712556

Professional summary

Michael Patrick Comorre, who also goes by Michael P. Comorre, is a registered financial advisor currently at CITY NATIONAL SECURITIES, INC. located in Encino, California.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael P. Comorre

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name:Comorre Nose Corp Investment-related:No Address:1700 Westholme Ave #102, Los Angeles, CA 90024 Nature:Comorre Nose Corp sells wine. Position, title, or relationship:Owner Start date:07/02/13 # of hours/month:5 # of hours during securities trading hours:40 Duties:A Proprietor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Comorre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Comorre's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 16, 2014 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 16133 Ventura Blvd., Encino, CA 94136Office #3: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210Office #4: 2655 Townsgate Road 1st Floor, Westlake Village, CA 91361

RIA

CRD#: 103705

Encino, CA

Current

August 25, 2004 - Present

CITY NATIONAL SECURITIES, INC.

Office #1: 400 N. Roxbury Dr. 2nd Floor, Beverly Hills, CA 90210Office #2: 2655 Townsgate Road 1st Floor, Westlake Village, CA 91361

RIA

CRD#: 103705

BEVERLY HILLS, CA

Past

March 19, 2004 - May 12, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

January 1, 2004 - March 15, 2004

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CITY NATIONAL SECURITIES, INC.

CRD#: 103705 / SEC#: 801-71181, 8-52265

RIA

Registered Investment Advisory firm - SEC (3/22/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/29/2025)

Alaska
(7/29/2025)

Arizona
(6/7/2005)

Arkansas
(7/29/2025)

California
(8/25/2004)

IAR

California
(6/16/2014)

Colorado
(7/28/2014)

Connecticut
(7/29/2025)

Delaware
(2/25/2025)

District of Columbia
(7/29/2025)

Florida
(4/23/2015)

Georgia
(3/13/2025)

Hawaii
(6/18/2018)

Idaho
(11/30/2020)

Illinois
(7/29/2025)

Indiana
(7/29/2025)

Iowa
(7/29/2025)

Kansas
(7/29/2025)

Kentucky
(7/29/2025)

Louisiana
(10/22/2018)

Maine
(7/29/2025)

Maryland
(7/10/2014)

Massachusetts
(7/29/2025)

Michigan
(7/29/2025)

Minnesota
(7/29/2025)

Mississippi
(7/29/2025)

Missouri
(7/29/2025)

Montana
(7/29/2025)

Nebraska
(7/29/2025)

Nevada
(6/7/2005)

New Hampshire
(7/29/2025)

New Jersey
(4/28/2014)

New Mexico
(7/29/2025)

New York
(6/7/2005)

North Carolina
(7/29/2025)

North Dakota
(7/29/2025)

Ohio
(6/19/2014)

Oklahoma
(7/29/2025)

Oregon
(12/11/2024)

Pennsylvania
(11/14/2024)

Rhode Island
(9/13/2023)

South Carolina
(7/29/2025)

South Dakota
(7/29/2025)

Tennessee
(7/29/2025)

Texas
(6/18/2015)

Utah
(6/1/2015)

Vermont
(7/29/2025)

Virginia
(7/29/2025)

Washington
(6/7/2005)

West Virginia
(7/29/2025)

Wisconsin
(7/29/2025)

Wyoming
(7/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/26/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/27/2003

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CITY NATIONAL SECURITIES, INC.

CRD#: 103705 / SEC#: 801-71181, 8-52265

RIA

Registered Investment Advisory firm - SEC (3/22/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

555 South Flower Street 11th Floor, Los Angeles, CA 90071

Mailing Address

555 South Flower Street 11th Floor, Los Angeles, CA 90071

Phone number

(310) 888-6400

Established

California since 11/03/1999

Firm type

Corporation

Fiscal year end

October

Firm Size

Medium

# of Employees

SEC notice filing (31 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CNS ASSET ALLOCATION PROGRAM BROCHURE (4/24/2025)

CNS INVESTMENT ADVISORY PROGRAM BROCHURE (4/24/2025)

Direct owners and executive officers

Name	Position	CRD#
CITY NATIONAL BANK	SOLE SHAREHOLDER
BANUELOS, ALMA DELIA	BOARD MEMBER	4530705
BARTON, RICHARD JOSEPH	CHIEF COMPLIANCE OFFICER	2040869
BRETADO, SANTIAGO AVILA	VP, CFO	1945627
DANIEL, JOBY SWANKUTTY	BOARD DIRECTOR	6616727
GIAQUINTO, GREGG	BOARD DIRECTOR	3182583
O'KEEFFE, IVOR PATRICK	BOARD DIRECTOR	2397120
RILEY, SHAWN DAVID	BOARD DIRECTOR	7574191

Regulatory assets under management

Total Number of Accounts	2,004
AUM (Assets Under Management)	$ 1,591,349,877

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
10/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Rylance

RS CRUM INC.

IAR

Newport Beach, CA

Kevin Ruth

RAYMOND JAMES & ASSOCIATES, INC.

ST. PETERSBURG, FL

Andrew Digirolamo

PFS INVESTMENTS INC.

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael P. Comorre

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Comorre's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Comorre's CRS (Customer Relationship Summary).

Certified licenses

Experience

CITY NATIONAL SECURITIES, INC.

EDWARD JONES

WELLS FARGO INVESTMENTS, LLC

Primary Firm SEC Registration

CITY NATIONAL SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/2014

Series 63

Date: 3/26/2004

SIE

Date: 10/1/2018

Series 7

Date: 12/27/2003

FINRA

Current Firm

CITY NATIONAL SECURITIES, INC.

Contact information

SEC notice filing (31 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

CITY NATIONAL SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors