Robert Mccann
Professional summary
Robert Mccann, who also goes by Robby Bradshaw Mccann 3rd, Robert B Mccann, Robert Bradshaw Mccann III, is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Midvale, Utah.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Mccann's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 23, 2026 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6955 S Union Park Ctr Ste 550, Midvale, UT 84047April 24, 2023 - November 25, 2024
CLARENDON INSURANCE AGENCY, INC.
January 3, 2022 - April 10, 2023
INVESTMENT DISTRIBUTORS, INC.
September 6, 2017 - April 10, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 6, 2017 - January 3, 2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 12, 2016 - August 29, 2017
NATIONAL PLANNING CORPORATION
January 13, 2016 - August 29, 2017
NATIONAL PLANNING CORPORATION
February 7, 2013 - January 9, 2014
CURIAN CAPITAL, LLC
August 20, 2004 - October 20, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
December 9, 2003 - August 23, 2004
INVESCO DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/23/2026)
Exams
FINRA
Current Firm
CETERA WEALTH SERVICES, LLC
CRD#: 13572 / SEC#: 801-47342, 8-29577
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 20 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
