Matthew D. Keyes
Professional summary
Matthew David Keyes is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2003. Matthew has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew David Keyes's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2023 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310November 28, 2012 - August 22, 2023
INSTINET, LLC
October 13, 2011 - August 6, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 23, 2008 - December 1, 2010
ICE EXECUTION SERVICES, LLC
September 26, 2003 - August 25, 2008
HEIGHTS PARTNERS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/5/2023)
(9/5/2023)
Exams
FINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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