Corinna Lawler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Corinna Lawler, who also goes by Corinna Lynn Lawler, Corinna Lynn Piper, was a registered financial professional .
Corinna is a previously registered financial professional and started their career in finance in 2003. Corinna had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2021 - October 26, 2021
EMPOWER ADVISORY GROUP, LLC
May 18, 2021 - October 26, 2021
EMPOWER FINANCIAL SERVICES, INC.
May 31, 2019 - July 16, 2020
PRUDENTIAL SELECT STRATEGIES LLC
October 23, 2006 - December 31, 2018
GLOBAL PORTFOLIO STRATEGIES, INC.
April 30, 2005 - July 16, 2020
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 2, 2004 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
December 2, 2003 - April 30, 2005
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
