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Veronica Hamilton

PRINCIPAL FUNDS DISTRIBUTOR
Roseville, CA
·CRD# 4711998·23 years experience

Professional Summary

Veronica Hamilton, who also goes by Veronica Demakeas, Veronica Wilkins, is a registered financial advisor currently at PRINCIPAL FUNDS DISTRIBUTOR, INC. located in Roseville, California. Veronica is registered as a RR (Registered Representative) and started their career in finance in 2003. Veronica has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Veronica Demakeas, Veronica Wilkins

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

PRINCIPAL FUNDS DISTRIBUTOR, INC.·CRD# 43261
BD
2998 Douglas Blvd Suite 330, Roseville, CA 95661
December 6, 2004 - Present
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
October 30, 2003 - December 3, 2004
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
October 30, 2003 - December 3, 2004

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Current Firm

PF
PRINCIPAL FUNDS DISTRIBUTOR, INC.

COMPOSITE DISTRIBUTORS INC. | WM FUNDS DISTRIBUTOR, INC. | PRINCIPAL FUNDS DISTRUBUTOR, INC. | PRINCIPAL FUNDS DISTRIBUTOR, INC. | COMPOSITE FUNDS DISTRIBUTOR, INC.

CRD#: 43261 / SEC#: 8-50200
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

711 High Street, Des Moines, IA 50392

Mailing Address

711 High Street, Des Moines, IA 50392

Phone Number

(800) 222-5852

Established

Washington since 04/17/1997

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PRINCIPAL GLOBAL INVESTORS HOLDING COMPANY (US), LLCOWNER—
CLINES, SEAN THOMASCHIEF FINANCIAL OFFICER3055601
DESSOUKI, RAMONA HIATTCHIEF MARKETING OFFICER7812577
DROGAN, THOMAS JOHNCHIEF COMPLIANCE OFFICER2760482
HOESKE, DINA ROMEOSENIOR DIRECTOR - FUND SHAREHOLDER SERVICES2704646
MURRAY, MICHAEL FRANCISDIRECTOR2074275
SCHOLTEN, MICHAEL JOSEPHPRINCIPAL OPERATIONS OFFICER6388259
VOHRA, ROHITDIRECTOR4163828
WONG, BRANT KPRESIDENT/DIRECTOR (CHAIRMAN)5093714

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(12/6/2004)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2012About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 2003About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Veronica Hamilton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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