Zachary D. Free

MARKET SECURITIES

NEW YORK, NY 10004

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CRD#: 4711798

Professional summary

Zachary Daniel Free, who also goes by Zack Free, is a registered financial professional currently at MARKET SECURITIES, LLC located in New York, New York.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2003. Zachary has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Zack Free

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Daniel Free's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2016 - Present

MARKET SECURITIES, LLC

Office #1: 75 Broad Street 7th Floor, New York, NY 10004Office #2: 75 Broad Street 7th Floor, New York, NY 10004

CRD#: 283701

NEW YORK, NY

Past

April 5, 2010 - January 8, 2016

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

March 6, 2008 - February 4, 2010

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

September 10, 2007 - February 5, 2008

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

CRD#: 126935

NEW YORK, NY

Past

August 11, 2005 - September 10, 2007

KELLOGG CAPITAL GROUP LLC

CRD#: 35032

NEW YORK, NY

Past

September 26, 2003 - August 3, 2005

BEAR WAGNER SPECIALISTS LLC

CRD#: 32691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(11/1/2016)

Exams

State Security Law Exam

Series 63

Date: 8/7/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/30/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 7/2/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 12/29/2016

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

MARKET SECURITIES, LLC

CRD#: 283701 / SEC#: , 8-69765

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

75 Broad Street 7th Floor, New York, NY 10004

Mailing Address

9736 Rennes Ln, Delray Beach, FL 33446

Phone number

+1 (636) 675-3746

Established

Delaware since 03/08/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKET SECURITIES HOLDINGS INC	SOLE MEMBER
BASKETT, ERIN	CHIEF COMPLIANCE OFFICER	4538604
LOTT, JACOB JAMES	CFO AND FINOP	6897857
SMITH, LISA L	COMPLIANCE OFFICER	2691076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zachary D. Free

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary Daniel Free's CRS (Customer Relationship Summary).

Certified licenses

Experience

TP ICAP GLOBAL MARKETS AMERICAS LLC

BGC FINANCIAL, L.P.

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC

KELLOGG CAPITAL GROUP LLC

BEAR WAGNER SPECIALISTS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/2007

SIE

Date: 10/1/2018

Series 3

Date: 5/30/2013

Series 7

Date: 7/2/2007

Series 4

Date: 12/29/2016

FINRA

Current Firm

MARKET SECURITIES, LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MARKET SECURITIES, LLC

TRUST BUT VERIFY

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