Susan C. Baity
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Clark Baity, who also goes by Susan Baity Stearns, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2003. Susan had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2010 - January 11, 2016
REALTY CAPITAL SECURITIES, LLC
September 20, 2007 - January 20, 2010
COMMONWEALTH FINANCIAL NETWORK
November 18, 2003 - August 17, 2007
CNL SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
REALTY CAPITAL SECURITIES, LLC
CRD#: 145454 / SEC#: , 8-67727
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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