Kerri A. Amato
Professional summary
Kerri Ann Amato, who also goes by Kerri Amato, Kerri Ann Falco, is a registered financial professional currently at BLUE OWL SECURITIES located in Greenwich, Connecticut.
Kerri is registered as a RR (Registered Representative) and started their career in finance in 2003. Kerri has worked at 4 firms and has passed the Series 63, Series 62, Series 99TO, SIE, Series 7, Series 6, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kerri Ann Amato's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 5, 2022 - Present
BLUE OWL SECURITIES
Office #1: 1 Greenwich Plaza, Greenwich, CT 06830Office #2: 375 Park Avenue, New York, NY 10152August 17, 2018 - July 5, 2022
AQR INVESTMENTS, LLC
April 27, 2009 - July 26, 2018
ALPS DISTRIBUTORS, INC.
October 14, 2003 - April 3, 2006
FEF DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/2022)
(7/5/2022)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.