Dalf P. Hammerich

CLEAR STREET LLC

New York, NY 10007

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CRD#: 4710381

Professional summary

Dalf Paul Hammerich is a registered financial professional currently at CLEAR STREET LLC located in New York, New York and CS ENHANCED LENDING LLC located in New York, New York.

Dalf is registered as a RR (Registered Representative) and started their career in finance in 2004. Dalf has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dalf Paul Hammerich's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2021 - Present

CLEAR STREET LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Office #2: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

CRD#: 288933

New York, NY

Current

February 27, 2025 - Present

CS ENHANCED LENDING LLC

Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

CRD#: 331620

NEW YORK, NY

Past

February 7, 2022 - October 14, 2022

PRECISION SECURITIES, LLC

CRD#: 103976

DEL MAR, CA

Past

February 13, 2019 - May 17, 2021

EXOS SECURITIES LLC

CRD#: 298276

NEW YORK, NY

Past

September 1, 2016 - February 9, 2018

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

Past

July 2, 2012 - March 17, 2014

VIRTU AMERICAS LLC

CRD#: 149823

JERSEY CITY, NJ

Past

January 3, 2011 - July 2, 2012

KNIGHT CAPITAL AMERICAS, L.P.

CRD#: 38599

GREENWICH, CT

Past

December 6, 2005 - January 3, 2011

KNIGHT LIBERTAS LLC

CRD#: 124790

GREENWICH, CT

Past

April 19, 2004 - November 3, 2005

WELLS FARGO SECURITIES, LLC

CRD#: 126292

CHARLOTTE, NC

Past

February 16, 2004 - April 19, 2004

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 2/27/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 2/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/13/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 5/16/2019

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/20/2012

General Securities Principal Examination

SRO Registrations

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

CS ENHANCED LENDING LLC

CRD#: 331620 / SEC#: , 8-71254

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007

Mailing Address

4 World Trade Center 150 Greenwich Street, New York, NY, 10007

Phone number

(516) 204-2347

Established

Delaware since 05/07/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CLEAR STREET HOLDINGS LLC	DIRECT OWNER
HAMMERICH, DALF PAUL	PRINCIPAL OPERATIONS OFFICER	4710381
MOCCIA, CHRISTY NOEL	CCO	4855629
OLIVEIRA, BRIAN	FINOP / PFO	5371120
VOLZ, ANDREW	CEO/COO	4808674

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dalf P. Hammerich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dalf Paul Hammerich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CS ENHANCED LENDING LLC

PRECISION SECURITIES, LLC

EXOS SECURITIES LLC

HSBC SECURITIES (USA) INC.

VIRTU AMERICAS LLC

KNIGHT CAPITAL AMERICAS, L.P.

KNIGHT LIBERTAS LLC

WELLS FARGO SECURITIES, LLC

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/27/2004

Series 99TO

Date: 1/2/2023

SIE

Date: 2/9/2018

Series 7

Date: 2/13/2004

Series 27

Date: 5/16/2019

Series 24

Date: 11/20/2012

BOX Exchange LLC

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

Cboe C2 Exchange, Inc.

Cboe EDGA Exchange, Inc.

Cboe EDGX Exchange, Inc.

Cboe Exchange, Inc.

FINRA

Investors' Exchange LLC

MIAX PEARL, LLC

NYSE American LLC

NYSE Arca, Inc.

NYSE National, Inc.

NYSE Texas, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

CS ENHANCED LENDING LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CS ENHANCED LENDING LLC

TRUST BUT VERIFY

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