Kristina H. Sinisi

TELSEY ADVISORY GROUP LLC

New York, NY 10017

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CRD#: 4710376

Professional summary

Kristina Henderson Sinisi, who also goes by Kris Henderson, Kristina Summers Henderson, Kristina Henderson, is a registered financial professional currently at TELSEY ADVISORY GROUP LLC located in New York, New York.

Kristina is registered as a RR (Registered Representative) and started their career in finance in 2004. Kristina has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kris Henderson | Kristina Summers Henderson | Kristina Henderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristina Henderson Sinisi's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 18, 2015 - Present

TELSEY ADVISORY GROUP LLC

Office #1: 555 Fifth Ave. 7th Floor, New York, NY, 10017

CRD#: 148234

New York, NY

Past

September 17, 2010 - May 4, 2015

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 22, 2008 - June 23, 2010

BARCLAYS CAPITAL INC.

CRD#: 19714

CHICAGO, IL

Past

January 1, 2004 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/25/2018)

Maryland
(1/25/2018)

New York
(5/18/2015)

Ohio
(5/17/2022)

Exams

State Security Law Exam

Series 63

Date: 1/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/2003

General Securities Representative Examination

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

Nasdaq Stock Market

Current Firm

TELSEY ADVISORY GROUP LLC

TELSEY ADVISORY GROUP LLC | TELSEY CAPITAL GROUP LLC

CRD#: 148234 / SEC#: , 8-67988

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Mailing Address

555 Fifth Ave. 7th Floor, New York, NY, 10017

Phone number

(212) 973-9700

Established

Delaware since 05/28/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TELSEY HOLDINGS LLC	OWNER
ARZU, JERRY STANLEY	CFO/FINOP	3024670
CHIN, TOM KAI	MANAGING DIRECTOR	2420035
EKSTEIN, LEIGH EVAN	VICE CHAIRMAN	5111262
FELDMAN, JOSEPH ISAAC	MANAGING DIRECTOR	4260057
NAPOLITANO, AMY ANN	CCO	4024302
TELSEY, DANA LAUREN	CEO	1289497

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kristina H. Sinisi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kristina Henderson Sinisi's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS SECURITIES LLC

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 1/19/2005

SIE

Date: 10/1/2018

Series 7

Date: 12/23/2003

Cboe BYX Exchange, Inc.

Cboe BZX Exchange, Inc.

FINRA

Investors' Exchange LLC

NYSE Arca, Inc.

Nasdaq Stock Market

Current Firm

TELSEY ADVISORY GROUP LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TELSEY ADVISORY GROUP LLC

TRUST BUT VERIFY

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