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Diego Adolfo Marynberg

CRD# 4710254·Registered 2003 - 2015
Previously Registered: Being a previously registered professional could mean that Diego is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Diego Adolfo Marynberg, who also goes by Adalfo Diego, Adolfo Diego Marynberg, was a registered financial advisor. Diego was a previously registered financial professional and started their career in finance 2003 - 2015. Diego had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 55, Series 79, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Adalfo Diego, Adolfo Diego Marynberg

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

13 years in the financial services industry

Current & Past Employments

Past

ZEBED SECURITIES, LLCPast·CRD# 166469
BD
New York, NY
February 27, 2014 - June 25, 2015
AMERICAN COLONIAL CORPORATIONPast·CRD# 103906
BD
Westport, CT
October 2, 2003 - February 24, 2004

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Current Firm

ZS
ZEBED SECURITIES, LLC

LATAM SECURITIES LLC | ZEBED SECURITIES, LLC

CRD#: 166469 / SEC#: 8-69214
BD
Terminated by SEC on 02/09/2020

Contact Information

Established

Delaware since 08/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
NECHOMA LLCMANAGING MEMBER—
GRIMM, LINDA STEINMANNFINOP1970620
SHEPLAND, JONATHAN JEFFREYCEO, PRESIDENT, CCO2394139

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2013About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2014About the Series 7 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2013

Series 79 — Investment Banking Registered Representative Examination

Passed Sep 2013About the Series 79 exam

Series 27 — Financial and Operations Principal Examination

Passed Dec 2013About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Aug 2013About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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