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RM

Robert Mager

SRT SECURITIES LLC
BIRMINGHAM, MI 48009
Some features on this profile are disabled
CRD#: 4709987
RM

Professional summary

Robert Mager is a registered financial professional currently at SRT SECURITIES LLC located in Birmingham, Michigan.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 9 firms and has passed the SIE, Series 57, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Mager's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2020 - Present

SRT SECURITIES LLC

Office #1: 416 Hawthorne Street, Birmingham, MI 48009
BD
CRD#: 33725
BIRMINGHAM, MI
Past

December 23, 2020 - January 4, 2021

TRADEZERO AMERICA, INC.

BD
CRD#: 282940
BROOKLYN, NY
Past

December 5, 2019 - July 10, 2020

RFA SECURITIES LLC

BD
CRD#: 305963
PHILADELPHIA, PA
Past

October 21, 2019 - December 5, 2019

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA
Past

September 20, 2017 - October 7, 2019

DE PAOLA TRADING, INC.

BD
CRD#: 143625
NEW YORK, NY
Past

June 26, 2017 - September 22, 2017

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

January 24, 2013 - April 3, 2017

IBKR SECURITIES SERVICES LLC

BD
CRD#: 33319
GREENWICH, CT
Past

January 22, 2013 - March 31, 2017

TAYLOR EXECUTION SERVICE LLC

BD
CRD#: 124429
NEW YORK, NY
Past

April 25, 2011 - July 25, 2013

INTERACTIVE BROKERS CORP.

BD
CRD#: 117942
GREENWICH, CT
Past

July 8, 2010 - January 13, 2011

TIMBER HILL SPECIALISTS CORP.

BD
CRD#: 147153
GREENWICH, CT
Past

August 21, 2007 - February 18, 2011

TAYLOR EXECUTION SERVICE LLC

BD
CRD#: 124429
NEW YORK, NY
Past

August 21, 2007 - February 25, 2011

IBKR SECURITIES SERVICES LLC

BD
CRD#: 33319
GREENWICH, CT
Past

February 12, 2004 - July 11, 2005

SRT SECURITIES LLC

BD
CRD#: 33725
BIRMINGHAM, MI
Past

September 18, 2003 - December 19, 2003

IBKR SECURITIES SERVICES LLC

BD
CRD#: 33319
GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 1/14/2017
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 6/25/2010
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 3/30/2019
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/18/2017
General Securities Principal Examination
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC

Current Firm

SS
SRT SECURITIES LLC
ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: , 8-34415

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
416 Hawthorne Street, Birmingham, MI 48009
Mailing Address
416 Hawthorne Street, Birmingham, MI 48009
Phone number
(917) 282-4757
Established
Delaware since 05/24/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (25 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event24

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SRT SECURITIES LLC

CRD#: 33725Birmingham, MI 48009

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