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Robert Mager

SRT SECURITIES
BIRMINGHAM, MI
·CRD# 4709987·21 years experience

Professional Summary

Robert Mager is a registered financial advisor currently at SRT SECURITIES LLC located in Birmingham, Michigan. Robert is registered as a RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 9 firms and has passed the SIE, Series 57, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SRT SECURITIES LLC·CRD# 33725
BD
416 Hawthorne Street, Birmingham, MI 48009
August 27, 2020 - Present
TRADEZERO AMERICA, INC.·CRD# 282940
BD
Brooklyn, NY
December 23, 2020 - January 4, 2021
RFA SECURITIES LLC·CRD# 305963
BD
Philadelphia, PA
December 5, 2019 - July 10, 2020
CASEY SECURITIES LLC·CRD# 35230
BD
Greenbrae, CA
October 21, 2019 - December 5, 2019
DE PAOLA TRADING, INC.·CRD# 143625
BD
New York, NY
September 20, 2017 - October 7, 2019
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
June 26, 2017 - September 22, 2017
IBKR SECURITIES SERVICES LLC·CRD# 33319
BD
Greenwich, CT
January 24, 2013 - April 3, 2017
TAYLOR EXECUTION SERVICE LLC·CRD# 124429
BD
New York, NY
January 22, 2013 - March 31, 2017
INTERACTIVE BROKERS CORP.·CRD# 117942
BD
Greenwich, CT
April 25, 2011 - July 25, 2013
TIMBER HILL SPECIALISTS CORP.·CRD# 147153
BD
Greenwich, CT
July 8, 2010 - January 13, 2011
TAYLOR EXECUTION SERVICE LLC·CRD# 124429
BD
New York, NY
August 21, 2007 - February 18, 2011
IBKR SECURITIES SERVICES LLC·CRD# 33319
BD
Greenwich, CT
August 21, 2007 - February 25, 2011
SRT SECURITIES LLC·CRD# 33725
BD
Birmingham, MI
February 12, 2004 - July 11, 2005
IBKR SECURITIES SERVICES LLC·CRD# 33319
BD
Greenwich, CT
September 18, 2003 - December 19, 2003

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Current Firm

SS
SRT SECURITIES LLC

ISRAEL A. ENGLANDER & CO., INC. | SRT SECURITIES LLC | ISRAEL A. ENGLANDER & CO., LLC

CRD#: 33725 / SEC#: 8-34415
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

416 Hawthorne Street, Birmingham, MI 48009

Mailing Address

416 Hawthorne Street, Birmingham, MI 48009

Phone Number

(917) 282-4757

Established

Delaware since 05/24/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (24 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SRT SECURITIES INC.MEMBER—
FRUCHTER, MICHAEL ALANCFO/FINANCIAL & OPERATIONS PRINCIPAL4202965
TOBIAS, STEPHEN RORYPRESIDENT, CCO, S.R.O.P. & C.R.O.P.1267337

Disclosures

Regulatory Event

26

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Jan 2017About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Jun 2010About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2019About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jul 2017About the Series 24 exam
Cboe Exchange, Inc.
SRO Registrations
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Robert Mager's CRS (Customer Relationship Summary).

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