Terrence T. Ho
Professional summary
Terrence T Ho, who also goes by Terrence Ho, is a registered financial professional currently at PRAGMA LLC located in New York, New York.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 2004. Terrence has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence T Ho's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 19, 2013 - Present
PRAGMA LLC
Office #1: 1370 Broadway 10th Floor, New York, NY 10018Office #2: 55 Hudson Yards Floor 15, New York, NY 10001June 14, 2010 - November 3, 2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
January 26, 2004 - January 29, 2010
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2013)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/8/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
PRAGMA LLC
CRD#: 136453 / SEC#: , 8-67016
Contact information
FINRA licenses (23 States and Territories)
Documents
Red Flags
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