John H. Foxworthy
FOXWORTHY WEALTH ADVISORS
Fort Wayne, IN 46804
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CRD#: 4709424
Professional summary
John H Foxworthy II, CFP®, who also goes by John Foxworthy II, John Foxworthy, is a registered financial advisor currently at FOXWORTHY WEALTH ADVISORS, LLC located in Fort Wayne, Indiana and CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fort Wayne, Indiana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. John has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Foxworthy Ii | John Foxworthy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 06/27/2022 2) JOHN FOXWORTHY, 519 Chestnut Forest Cove, Fort Wayne IN 46814, 06/01/2018, Performer, Arts/Performing Arts, NIR, 5 HR/MO, 0 HR/MO TRADING. 3) Foxworthy Wealth Advisors, 7230 Engle Rd, Suite 212, Fort Wayne IN 46804, United States, 04/01/2019, DBA, Using a Trade Name/dba, INV REL, 180 HR/MO - 180 HR/MO TRADING 4) FOXWORTHY WEALTH ADVISORS RIA, 230 Engle Rd, Suite 212, Fort Wayne IN 46804, 07/2022, Owner, RIA Affiliation, NIR, 80 HR/MO - 80 HR/MO TRADING. 5) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 7230 Engle Rd, Suite 212, Fort Wayne IN 46814, 07/2022, NIR, 10 HR/MO - 10 HR/MO TRADING. 6) ARTS UNITED INVESTMENT COMMITTEE, 303 E. Main St, Fort Wayne IN 46802, 08/12/2020, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO, 3 HR/MO TRADING. 7) COMMUNITY TRANSPORTATION NETWORK, 5601 Industrial Rd, Fort Wayne IN 46825, 02/2025, Committee Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view John H Foxworthy II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
January 2, 2019 - Present
FOXWORTHY WEALTH ADVISORS, LLC
Office #1: 7230 Engle Road Suite 313, Fort Wayne, IN 46804RIA
CRD#: 299895
Fort Wayne, IN
Current
June 27, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 7230 Engle Rd. Ste. 313, Fort Wayne, IN 46804RIA
CRD#: 134139
Fort Wayne, IN
Current
June 27, 2022 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 7230 Engle Road, Suite 313, Fort Wayne,, IN 46804BD
CRD#: 39543
Fort Wayne,, IN
Past
November 10, 2015 - October 8, 2019
THE MAHARA GROUP
RIA
CRD#: 122128
FORT WAYNE, IN
Past
September 9, 2015 - July 5, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT WAYNE, IN
Past
September 8, 2015 - July 5, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT WAYNE, IN
Past
May 14, 2010 - May 16, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
FORT WAYNE, IN
Past
April 27, 2010 - August 14, 2015
PHILLIPS FINANCIAL
RIA
CRD#: 131344
FORT WAYNE, IN
Past
June 25, 2008 - April 9, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
FORT WAYNE, IN
Past
June 25, 2008 - April 9, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
FORT WAYNE, IN
Past
July 5, 2007 - June 26, 2008
WELLS FARGO INVESTMENTS, LLC
RIA
CRD#: 10582
FORT WAYNE, IN
Past
May 22, 2007 - June 26, 2008
WELLS FARGO INVESTMENTS, LLC
BD
CRD#: 10582
FORT WAYNE, IN
Past
June 22, 2004 - February 15, 2006
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 12, 2004 - June 2, 2004
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Indiana(1/2/2019)
RR
Indiana(6/27/2022)
RR
Texas(6/27/2022)
IAR
Texas(6/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Fort Wayne, IN 46804TRUST BUT VERIFY
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