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AM

Andrew J. Montano

C&C TRADING L.L.C.
Greenwich, CT 06830
Some features on this profile are disabled
CRD#: 4709265
AM

Professional summary

Andrew John Montano is a registered financial professional currently at C&C TRADING L.L.C. located in Greenwich, Connecticut.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2003. Andrew has worked at 2 firms and has passed the Series 57TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew John Montano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2006 - Present

C&C TRADING L.L.C.

Office #1: 35 Mason Street 4th Floor, Greenwich, CT 06830Office #2: 35 Mason Street 4th Fl, Greenwich, CT 06830
BD
CRD#: 39302
Greenwich, CT
Past

September 26, 2003 - October 7, 2005

CHARLTON SPECIALIST PARTNERS LLC

BD
CRD#: 124655
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/26/2006
General Securities Representative Examination
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
NYSE Arca, Inc.

Current Firm

CT
C&C TRADING L.L.C.
C&C TRADING L.L.C.

CRD#: 39302 / SEC#: , 8-48631

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
35 Mason Street 4th Floor, Greenwich, CT 06830
Mailing Address
35 Mason Street 4th Floor, Greenwich, CT 06830
Phone number
(212) 706-1227
Established
New York since 08/18/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
C&C GLOBAL MARKETS, LLCMEMBER
ADORNEY, DAVID JAMESMEMBER3096122
ANCONA, GREGORY MICHAELMEMBER
ARGINTEANU, MATAN NMNMEMBER7269441
CHARLTON, WILLIAM JAMES IIICCO1021975
CHENG, KEVIN NMNMEMBER6655073
CHERNYAVSKIY, IVAN NMNMEMBER
COCCHI, ROBERT LOUISEXECUTIVE OFFICER2355430
COHEN, ROBERT PAULEXECUTIVE OFFICER2683613
GUO, ZEJIAMEMBER7301278
KALISHMAN, MICHELE AEXECUTIVE OFFICER3134392
KRUGER, JOHN ROBERTFINOP PFO POO4740278
LOUIE, MATTHEW NMNMEMBER6176342
MONTANO, ANDREW JOHNMEMBER4709265
ROTHBAUM, JOSHUAMEMBER7781487
SUH, DANIEL JAIPILMEMBER6458512
TUTTLE, JEREMY PETERMEMBER5847396
WILSON, DAVID CALEBMEMBER4725210

Disclosures

Regulatory Event5

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

C&C TRADING L.L.C.

CRD#: 39302Greenwich, CT 06830

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