Paul J. Gilhool
Professional summary
Paul J Gilhool, who also goes by Paul James Gilhool, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2003. Paul has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul J Gilhool's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2014 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016January 16, 2014 - October 28, 2014
THE LEADERS GROUP, INC.
April 12, 2013 - January 24, 2014
SECURITIES AMERICA, INC.
October 12, 2009 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
November 1, 2004 - October 2, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
September 24, 2003 - September 7, 2004
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(10/27/2014)
(1/18/2019)
(1/18/2019)
(4/11/2023)
(4/11/2023)
(1/18/2019)
(4/11/2023)
(10/27/2014)
(10/27/2014)
(4/12/2023)
(10/27/2014)
Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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