Sean W. Reading
J. W. COLE ADVISORS
PALMYRA, PA 17078
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CRD#: 4709018
Professional summary
Sean William Reading, CFP® is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Palmyra, Pennsylvania and J.W. COLE FINANCIAL, INC. located in Palmyra, Pennsylvania.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Sean has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) THE NORTH STAR FINANCIAL GROUP, LLC; DBA NAME; INVESTMENT RELATED; 200 EAST MAIN STREET SUITE 201 PALMYRA, PA 17078; FIXED INSURANCE AND DBA NAME FOR SECURITIES AND ADVISORY BUSINESS; 5/1/2011; 80 HRS PER MONTH DURING TRADING HRS
CRS (Client Relationship Summary) - RIA
Click below to view Sean William Reading's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
May 3, 2011 - Present
J. W. COLE ADVISORS, INC.
Office #1: 200 East Main Street Suite 201, Palmyra, PA 17078RIA
CRD#: 112294
PALMYRA, PA
Current
May 3, 2011 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 200 East Main Street Suite 201, Palmyra, PA 17078BD
CRD#: 124583
Palmyra, PA
Past
December 1, 2008 - May 18, 2011
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
HERSHEY, PA
Past
December 1, 2008 - May 18, 2011
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
HERSHEY, PA
Past
October 13, 2006 - December 5, 2008
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
HERSHEY, PA
Past
October 29, 2003 - December 5, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
HERSHEY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/16/2022)
RR
Maryland(5/3/2011)
RR
Massachusetts(1/3/2012)
RR
Missouri(9/12/2023)
RR
New York(5/11/2022)
RR
Pennsylvania(5/3/2011)
IAR
Pennsylvania(5/3/2011)
RR
South Carolina(6/4/2024)
RR
Texas(8/5/2025)
RR
Virginia(5/3/2011)
RR
West Virginia(4/1/2020)
RR
Wisconsin(8/29/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
