Samuel Martinez

S.MART ADVISING

Tampa, FL 33618

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CRD#: 4708934

Professional summary

Samuel Martinez, AIF® is a registered financial advisor currently at S.MART ADVISING INC located in Tampa, Florida.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Samuel has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Klingman Group; Tampa, Fl.; Investment Related; Real Estate Agent; Real Estate sales; Approximately 10 hours per month; Approximately 5 hours during security trading hours; Started 03/2020. S.MART ADVISING INC.; INVESTMENT RELATED; FIXED INSURANCE SALES; INSURANCE AGENT; APPROXIMATELY 10 HOURS PER MONTH SPENT;APPROXIMATELY 5 HOURS PER MONTH DURINGSECURITY TRADING HOURS; STARTED 04/2021. Blu Sky Coaching, Inc.; Tampa, FL; Investment Related; Entity for Administrative purposes; principal; No time spent on this activity; Started 09/2009. The Exit Strategy Co.; Tampa, FL; Not Investment Related; Business intermediary/broker; Agent; Approximately 80 hours per month; Approximately 60 hours during security trading hours; Started 09/2023. Methodist United in Prayer; Ponte Verde, FL; Not Investment Related; Fund raising, communication with board members and churches and organizing outreach efforts; Chairperson; Approximately 20 hours per month; Approximately 10 hours during security trading hours; Started 03/2024.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

October 9, 2020 - Present

S.MART ADVISING INC

Office #1: 14502 N. Dale Mabry Hwy. Suite 200, Tampa, FL 33618

RIA

CRD#: 310330

Tampa, FL

Past

November 16, 2009 - December 31, 2021

BLU SKY BENEFITS

RIA

CRD#: 151939

TAMPA, FL

Past

February 3, 2006 - October 19, 2009

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

TAMPA, FL

Past

October 6, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

TAMPA, FL

Past

October 6, 2003 - October 19, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/10/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/3/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

S.MART ADVISING INC

CRD#: 310330 / SEC#:

Florida

Registered Investment Advisory firm - (10/9/2020 Approved)

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Contact information

Main Address

14502 N. Dale Mabry Hwy. Suite 200, Tampa, FL 33618

Mailing Address

Phone number

(813) 438-6515

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 7,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel Martinez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Martinez's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.MART ADVISING INC

BLU SKY BENEFITS

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2005

Series 63

Date: 8/6/2004

Series 7

Date: 12/10/2007

Series 6

Date: 10/3/2003

Current Firm

S.MART ADVISING INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

S.MART ADVISING INC

TRUST BUT VERIFY

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