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SM

Samuel Martinez

S.MART ADVISING
Tampa, FL 33618
Some features on this profile are disabled
CRD#: 4708934
SM

Professional summary

Samuel Martinez, AIF® is a registered financial advisor currently at S.MART ADVISING INC located in Tampa, Florida.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Samuel has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Martinez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Accredited Investment Fiduciary

Experience

Current

October 9, 2020 - Present

S.MART ADVISING INC

Office #1: 14502 N. Dale Mabry Hwy. Suite 200, Tampa, FL 33618
RIA
CRD#: 310330
Tampa, FL
Past

November 16, 2009 - December 31, 2021

BLU SKY BENEFITS

RIA
CRD#: 151939
TAMPA, FL
Past

February 3, 2006 - October 19, 2009

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
TAMPA, FL
Past

October 6, 2003 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
TAMPA, FL
Past

October 6, 2003 - October 19, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(10/9/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/23/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/6/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/10/2007
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/3/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
S.MART ADVISING INC
S.MART ADVISING INC

CRD#: 310330 / SEC#:

Florida
Registered Investment Advisory firm - (10/9/2020 Approved)
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Contact information

Main Address
14502 N. Dale Mabry Hwy. Suite 200, Tampa, FL 33618
Mailing Address
Phone number
(813) 438-6515
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts28
AUM (Assets Under Management)$ 7,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S.MART ADVISING INC

CRD#: 310330Tampa, FL 33618

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