JD
John Dashtara
PIMCO INVESTMENTS LLC
Austin, TX 78701
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CRD#: 4708671
JD
Professional summary
John Dashtara JR, who also goes by John Dashtara Jr., John Dashtara, is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Austin, Texas.
John is registered as a RR (Registered Representative) and started their career in finance in 2003. John has worked at 9 firms and has passed the Series 63, Series 66, Series 3, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Dashtara Jr. | John Dashtara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Dashtara JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2025 - Present
PIMCO INVESTMENTS LLC
Office #1: 401 Congress Avenue Frost Bank Tower, Austin, TX 78701BD
CRD#: 154957
Austin, TX
Past
October 24, 2022 - May 15, 2025
FUNDS DISTRIBUTOR, LLC
BD
CRD#: 7174
PORTLAND, ME
Past
November 27, 2020 - July 18, 2022
FRED ALGER & COMPANY, LLC
BD
CRD#: 5300
NEW YORK, NY
Past
September 17, 2013 - November 25, 2020
DIMENSIONAL FUND ADVISORS LP
RIA
CRD#: 106482
AUSTIN, TX
Past
September 4, 2013 - November 25, 2020
DFA SECURITIES LLC
BD
CRD#: 10292
AUSTIN, TX
Past
January 21, 2008 - March 17, 2008
TELSEY HOLDINGS LLC
RIA
CRD#: 140014
NEW YORK, NY
Past
January 1, 2008 - December 11, 2008
PULSE TRADING, INC.
BD
CRD#: 104022
NEW YORK, NY
Past
December 15, 2003 - March 1, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
IRVINE, CA
Past
November 28, 2003 - March 1, 2004
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 28, 2003 - March 1, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2025)
RR
Alaska(5/28/2025)
RR
Arizona(5/28/2025)
RR
Arkansas(5/28/2025)
RR
California(5/28/2025)
RR
Colorado(5/28/2025)
RR
Connecticut(5/28/2025)
RR
Delaware(5/28/2025)
RR
District of Columbia(5/28/2025)
RR
Florida(5/28/2025)
RR
Georgia(5/28/2025)
RR
Hawaii(5/28/2025)
RR
Idaho(5/28/2025)
RR
Illinois(5/28/2025)
RR
Indiana(5/28/2025)
RR
Iowa(5/28/2025)
RR
Kansas(5/28/2025)
RR
Kentucky(5/28/2025)
RR
Louisiana(5/28/2025)
RR
Maine(5/28/2025)
RR
Maryland(5/28/2025)
RR
Massachusetts(5/28/2025)
RR
Michigan(5/28/2025)
RR
Minnesota(5/28/2025)
RR
Mississippi(5/28/2025)
RR
Missouri(5/28/2025)
RR
Montana(5/28/2025)
RR
Nebraska(5/28/2025)
RR
Nevada(5/28/2025)
RR
New Hampshire(5/28/2025)
RR
New Jersey(5/28/2025)
RR
New Mexico(5/28/2025)
RR
New York(5/28/2025)
RR
North Carolina(5/28/2025)
RR
North Dakota(5/28/2025)
RR
Ohio(5/28/2025)
RR
Oklahoma(5/28/2025)
RR
Oregon(5/28/2025)
RR
Pennsylvania(5/28/2025)
RR
Puerto Rico(5/28/2025)
RR
Rhode Island(5/28/2025)
RR
South Carolina(5/28/2025)
RR
South Dakota(5/28/2025)
RR
Tennessee(6/4/2025)
RR
Texas(5/28/2025)
RR
Utah(5/28/2025)
RR
Vermont(5/28/2025)
RR
Virgin Islands(5/28/2025)
RR
Virginia(5/28/2025)
RR
Washington(5/28/2025)
RR
West Virginia(5/28/2025)
RR
Wisconsin(5/28/2025)
RR
Wyoming(5/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PIMCO INVESTMENTS LLC
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1633 Broadway 45th Floor, New York, NY 10019
Mailing Address
1633 Broadway 45th Floor, New York, NY 10019
Phone number
(212) 739-3000
Established
Delaware since 07/07/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
