Eric M. Cohen
Professional summary
Eric M Cohen, who also goes by Eric Michael Cohen, Eric Cohen, is a registered financial professional currently at GORDON, HASKETT CAPITAL CORPORATION located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 7 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric M Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2022 - Present
GORDON, HASKETT CAPITAL CORPORATION
Office #1: 441 Lexington Avenue 10th Fl., New York, NY 10017July 23, 2018 - May 3, 2022
WELLS FARGO SECURITIES, LLC
April 6, 2017 - July 24, 2018
JEFFERIES LLC
June 23, 2014 - February 10, 2017
BARCLAYS CAPITAL INC.
January 2, 2013 - May 21, 2014
BB&T SECURITIES, LLC
March 11, 2010 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
January 30, 2008 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/6/2022)
Exams
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
New York Stock Exchange
Current Firm
GORDON, HASKETT CAPITAL CORPORATION
CRD#: 7976 / SEC#: , 8-33944
Contact information
FINRA licenses (1 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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