Cory Guy
Professional summary
Cory Guy, who also goes by Cory James Guy, is a registered financial professional currently at PREFERRED CAPITAL SECURITIES, LLC located in Atlanta, Georgia.
Cory is registered as a RR (Registered Representative) and started their career in finance in 2004. Cory has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 22 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cory Guy's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2026 - Present
PREFERRED CAPITAL SECURITIES, LLC
Office #1: 3290 Northside Parkway, Nw Suite 800, Atlanta, GA 30327Office #2: 3290 Northside Parkway Nw Suite 800, Atlanta, GA 30327October 3, 2024 - July 1, 2026
MIT ASSOCIATES, LLC
June 16, 2022 - August 19, 2024
WEALTHFORGE SECURITIES, LLC
January 7, 2021 - June 15, 2022
EMERSON EQUITY LLC
January 19, 2017 - December 15, 2020
THIRD SEVEN CAPITAL LLC
October 7, 2013 - January 3, 2017
ARETE WEALTH MANAGEMENT, LLC
October 25, 2011 - September 12, 2013
TNP SECURITIES, LLC
February 1, 2011 - September 15, 2011
GRUBB & ELLIS CAPITAL CORPORATION
February 14, 2004 - August 9, 2011
GRUBB & ELLIS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2026)
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(7/9/2026)
(7/9/2026)
Exams
FINRA
Current Firm
PREFERRED CAPITAL SECURITIES, LLC
CRD#: 169719 / SEC#: , 8-69382
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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