David I. Mann

FRANKLIN DISTRIBUTORS

San Ramon, CA 94583

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CRD#: 4706850

Professional summary

David Isaac Mann is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in San Ramon, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2003. David has worked at 6 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Isaac Mann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2021 - Present

FRANKLIN DISTRIBUTORS, LLC

Office #1: 2700 Camino Ramon Suite 250, San Ramon, CA 94583

CRD#: 109064

San Ramon, CA

Past

April 5, 2016 - July 7, 2021

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

San Ramon, CA

Past

January 3, 2012 - February 25, 2016

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

SAN FRANCISCO, CA

Past

August 28, 2009 - December 31, 2011

BLACKROCK FUND DISTRIBUTION COMPANY

CRD#: 146183

SAN FRANCISCO, CA

Past

February 2, 2006 - October 27, 2006

LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC

CRD#: 130740

NEW YORK, NY

Past

September 8, 2003 - July 22, 2009

TD ARRANGED SERVICES LLC

CRD#: 122529

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/22/2021)

Connecticut
(1/4/2022)

Florida
(1/4/2022)

New York
(1/4/2022)

Exams

State Security Law Exam

Series 63

Date: 12/21/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/28/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 11/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/6/2015

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2005

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC

CRD#: 109064 / SEC#: , 8-53089

Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

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Contact information

Main Address

One Franklin Parkway, San Mateo, CA 94403

Mailing Address

1201 Wills Street, Baltimore, MD 21231

Phone number

(800) 632-2350

Established

Delaware since 12/01/2000

Firm type

Limited Liability Company

Fiscal year end

September

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
TEMPLETON WORLDWIDE, INC.	SHAREHOLDER
CIEPRISZ, KENNETH DAVID	CHIEF COMPLIANCE OFFICER	2303713
GAMBA, DANIEL ERNESTO	CHIEF EXECUTIVE OFFICER	4594704
MASOM, JEFFREY SCOTT	PRESIDENT-DIRECTOR	2870966
PATERSON, DAVID	CHIEF FINANCIAL OFFICER AND DESIGNATED FINANCIAL PRINCIPAL	7001546

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David I. Mann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Isaac Mann's CRS (Customer Relationship Summary).

Certified licenses

Experience

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

BLACKROCK INVESTMENTS, LLC

BLACKROCK FUND DISTRIBUTION COMPANY

LABRANCHE STRUCTURED PRODUCTS SPECIALISTS LLC

TD ARRANGED SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/21/2010

SIE

Date: 10/1/2018

Series 55

Date: 4/28/2005

Series 7

Date: 11/3/2003

Series 4

Date: 8/6/2015

Series 24

Date: 5/19/2005

FINRA

Current Firm

FRANKLIN DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FRANKLIN DISTRIBUTORS, LLC

TRUST BUT VERIFY

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