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Christopher Michael Blake

CRD# 4706712·Registered 2004 - 2006
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Blake, who also goes by Chris Blake, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2004 - 2006. Christopher had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Blake

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

EMPIRE FINANCIAL GROUP, INC.·CRD# 28759
BD
Boca Raton, FL
November 15, 2005 - February 23, 2006
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
October 13, 2004 - November 11, 2005
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
February 20, 2004 - September 8, 2004
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Boca Raton, FL
February 10, 2004 - February 12, 2004

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Current Firm

EF
EMPIRE FINANCIAL GROUP, INC.

EMPIRE FINANCIAL GROUP, INC.

CRD#: 28759 / SEC#: 8-43949
BD
Terminated by SEC on 05/23/2009

Contact Information

Established

Florida since 09/01/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
JESUP AND LAMONT, INCHOLDING COMPANY—
UCHENIK, VLADFINOP, COO, CFO4071805

Disclosures

Regulatory Event

10

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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