MD
Michael E. Dicesare
J.P. MORGAN SECURITIES LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 4706326
MD
Professional summary
Michael E Dicesare, who also goes by Michael Edward Dicesare, is a registered financial professional currently at J.P. MORGAN SECURITIES LLC located in New York, New York and J.P. MORGAN PRIME INC. located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael Edward Dicesare
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael E Dicesare's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2008 - Present
J.P. MORGAN SECURITIES LLC
Office #1: 270 Park Avenue, New York, NY 10017RIA
BD
CRD#: 79
New York, NY
Current
October 5, 2021 - Present
J.P. MORGAN PRIME INC.
Office #1: 383 Madison Avenue, New York, NY 10179BD
CRD#: 282107
NEW YORK, NY
Past
January 21, 2010 - October 1, 2016
J.P. MORGAN CLEARING CORP.
BD
CRD#: 28432
NEW YORK, NY
Past
November 24, 2003 - October 1, 2008
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/25/2018)
RR
Alaska(6/25/2018)
RR
Arizona(6/25/2018)
RR
Arkansas(6/25/2018)
RR
California(6/25/2018)
RR
Colorado(6/25/2018)
RR
Connecticut(6/25/2018)
RR
Delaware(6/25/2018)
RR
District of Columbia(6/25/2018)
RR
Florida(6/25/2018)
RR
Georgia(6/25/2018)
RR
Hawaii(6/25/2018)
RR
Idaho(6/25/2018)
RR
Illinois(6/25/2018)
RR
Indiana(6/25/2018)
RR
Iowa(6/25/2018)
RR
Kansas(6/25/2018)
RR
Kentucky(6/25/2018)
RR
Louisiana(6/25/2018)
RR
Maine(6/25/2018)
RR
Maryland(6/25/2018)
RR
Massachusetts(6/25/2018)
RR
Michigan(6/25/2018)
RR
Minnesota(6/25/2018)
RR
Mississippi(6/25/2018)
RR
Missouri(6/25/2018)
RR
Montana(6/25/2018)
RR
Nebraska(6/25/2018)
RR
Nevada(6/25/2018)
RR
New Hampshire(6/25/2018)
RR
New Jersey(6/25/2018)
RR
New Mexico(6/25/2018)
RR
New York(10/1/2008)
RR
North Carolina(6/26/2018)
RR
North Dakota(6/25/2018)
RR
Ohio(6/25/2018)
RR
Oklahoma(6/25/2018)
RR
Oregon(6/25/2018)
RR
Pennsylvania(6/25/2018)
RR
Puerto Rico(6/25/2018)
RR
Rhode Island(6/25/2018)
RR
South Carolina(6/25/2018)
RR
South Dakota(6/25/2018)
RR
Tennessee(6/25/2018)
RR
Texas(6/25/2018)
RR
Utah(6/25/2018)
RR
Vermont(6/25/2018)
RR
Virgin Islands(6/25/2018)
RR
Virginia(6/25/2018)
RR
Washington(6/25/2018)
RR
West Virginia(6/25/2018)
RR
Wisconsin(6/25/2018)
RR
Wyoming(6/25/2018)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JM
J.P. MORGAN PRIME INC.
J.P. MORGAN PRIME INC.
CRD#: 282107 / SEC#: , 8-69703
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
383 Madison Avenue, New York, NY 10179
Mailing Address
1111 Polaris Parkway, Columbus, OH 43240
Phone number
(212) 272-2000
Established
Delaware since 10/02/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| J.P. MORGAN SECURITIES LLC | STOCK HOLDER | 79 |
| COLLINS, JAMES MICHAEL | CHIEF FINANCIAL OFFICER | 2725065 |
| DEMPSEY, PATRICK PAUL | TREASURER | 2830362 |
| DICESARE, MICHAEL E | DIRECTOR, CHIEF EXECUTIVE OFFICER, AND CHAIR | 4706326 |
| KLION, ROGER JAY | CHIEF OPERATIONS OFFICER AND DIRECTOR | 5082261 |
| MEDINA, MATTHEW JOSEPH | CHIEF LEGAL OFFICER | 8115839 |
| SHERRICK, EILEEN FRANCES | CHIEF COMPLIANCE OFFICER | 2225907 |
| SISTO, MICHAEL J | DIRECTOR | 5151797 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
