JL
James R. Luckey
KESTRA ADVISORY SERVICES
Beaver, PA 15009
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CRD#: 4706137
JL
Professional summary
James Robert Luckey, who also goes by James Luckey, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Beaver, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Beaver, Pennsylvania.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. James has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Luckey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/04/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR EXCELLA WEALTH CONSULTING POSITION: Investment Advisory Representative NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 32 START DATE: 09/01/2016 ADDRESS: 362 3rd St., Beaver, PA PA 15009, United States DESCRIPTION: Advisor - Equities Life Insurance Sales LUCKEY AGENCY, INC POSITION: Member NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/22/2004 ADDRESS: 362 3rd St., Beaver, PA PA 15009, United States DESCRIPTION: Payroll Personal & Commercial Insurance Sales LUCKEY FAMILY HOLDINGS, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2014 ADDRESS: 362 3rd St., Beaver, PA PA 15009-2351, United States DESCRIPTION: Collect Rents BEAVER AREA T-BALL SOFTBALL BASEBALL ASSOCIATION POSITION: Vice President NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: 1300 Brighton Rd., Beaver PA 15009, United States DESCRIPTION: Attend Board Meetings Help with Field Maintenance if available.
CRS (Client Relationship Summary) - RIA
Click below to view James Robert Luckey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 4, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 362 3rd St., Beaver, PA 15009RIA
CRD#: 283330
Beaver, PA
Current
September 4, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 362 3rd St, Beaver, PA 15009BD
CRD#: 42046
Beaver, PA
Past
August 26, 2016 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
RIA
CRD#: 8032
Beaver, PA
Past
August 26, 2016 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK
BD
CRD#: 8032
Beaver, PA
Past
August 26, 2008 - August 31, 2016
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BEAVER, PA
Past
October 6, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
MONACA, PA
Past
October 6, 2003 - August 31, 2016
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BEAVER, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/4/2025)
RR
Connecticut(9/4/2025)
RR
Florida(9/4/2025)
RR
Georgia(9/4/2025)
RR
Indiana(9/4/2025)
RR
Michigan(9/4/2025)
RR
North Carolina(9/4/2025)
RR
Ohio(9/8/2025)
RR
Pennsylvania(9/4/2025)
IAR
Pennsylvania(9/4/2025)
RR
South Carolina(9/4/2025)
RR
West Virginia(9/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Beaver, PA 15009TRUST BUT VERIFY
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