RW
Ronald B. Wiser
KESTRA ADVISORY SERVICES
KALAMZAZOO, MI 49009
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CRD#: 470549
RW
Professional summary
Ronald Bernard Wiser, CFP® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Kalamzazoo, Michigan and KESTRA INVESTMENT SERVICES, LLC located in Kalamazoo, Michigan.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Ronald has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Wiser Financial Group Investment Related: Yes Address: 6100 Stadium Dr Kalamazoo MI 49009 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Certified Financial Planner Start Date: 1/1/2007 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Financial planning with clients - sales and service. Produce weekly radio program.Business Name: Ronald B. Wiser Management, LLC Investment Related: No Address: 6100 Stadium Dr Kalamazoo MI 49009 Nature of Business: Other Other/None of the Above LLC maintains personal homes, property and functions of Ron and Ruth Wiser. Not investment related Position, Title or Relationship: Owner of LLC Start Date: 1/1/2007 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Oversee all activitiesBusiness Name: Chicago Avenue, LLC Investment Related: No Address: 6100 Stadium Dr Kalamazoo MI 49009 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/8/2004 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Maintain properties, maintain relationships with management companies, accountant, bankerBusiness Name: Michigan Education Trust - Board Member Investment Related: No Address: 430 West Allegan St Lansing MI 48909 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: general board member Start Date: 11/20/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Oversee program administrationBusiness Name: Old Harbor Village Condo Association Investment Related: No Address: 515 Williams Street South Haven MI 49090 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member - President Start Date: 1/1/2007 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 11% - 20% (15 - 28 hours) Duties: Oversee activities of condo association management. Make decisions regarding properties, improvements, dues, rules.Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Bernard Wiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 20, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 6100 Stadium Dr, Kalamzazoo, MI 49009RIA
CRD#: 283330
KALAMZAZOO, MI
Current
April 18, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 6100 Stadium Dr., Kalamazoo, MI 49009BD
CRD#: 42046
Kalamazoo, MI
Past
December 31, 2001 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KALAMAZOO, MI
Past
April 1, 1991 - May 7, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
KALAMAZOO, MI
Past
August 7, 1968 - April 1, 1991
PW SECURITIES, INC.
BD
CRD#: 6775
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/18/2016)
RR
Georgia(4/20/2016)
RR
Michigan(4/18/2016)
IAR
Michigan(4/20/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/28/1967
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Kalamzazoo, MI 49009TRUST BUT VERIFY
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