Jeffrey Herman
Professional summary
Jeffrey Herman, who also goes by Jeffrey T Herman, Jeffrey Thomas Herman, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Boston, Massachusetts.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2005. Jeffrey has worked at 9 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Herman's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2025 - Present
FORESIDE FUND SERVICES, LLC
Office #1: Two International Place Suite 1830, Boston, MA 02110January 15, 2022 - May 29, 2025
EATON VANCE DISTRIBUTORS, INC.
September 12, 2018 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
December 11, 2017 - September 5, 2018
TOUCHSTONE ADVISORS INC
November 21, 2017 - September 5, 2018
TOUCHSTONE SECURITIES, INC.
October 15, 2015 - October 27, 2017
SENTINEL FINANCIAL SERVICES COMPANY
December 1, 2011 - November 2, 2015
BEAUMONT FINANCIAL PARTNERS LLC
April 1, 2008 - October 21, 2009
BRIGHT TRADING, LLC
August 1, 2005 - October 13, 2005
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 7TO
Date: 9/28/2021
General Securities Representative ExaminationFINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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Company Information
FORESIDE FUND SERVICES, LLC
CRD#: 46106Boston, MA 02110TRUST BUT VERIFY
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