William C. Cuthbertson
FISCALIS ADVISORY
MISSION VIEJO, CA 92691
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CRD#: 4704617
Professional summary
William Carroll Cuthbertson JR., CFP®, who also goes by William Carroll Cuthbertson, William Carroll Cuthbertson, Jr., is a registered financial advisor currently at FISCALIS ADVISORY, INC. located in Mission Viejo, California.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. William has worked at 1 firm .
Core Areas of Focus
Estate & Generational Planning Issues
Investment Advice with Ongoing Management
Retirement Plan Investment Advice
Retirement Planning & Distribution Rules
Tax Planning
Biography
William Cuthbertson began working in the financial planning profession in 1999, founding Fiscalis Advisory in 2003, where he serves clients as their principal advisor and personal CFO.
An active leader in the profession, Mr. Cuthbertson is a member of the Alliance of Comprehensive Planners (ACP) where he mentors new advisors, and serves on the ACP Financial Technology committee. He is a past Chairman and President of OC's chapter of the Financial Planning Association, and a former member of ACP's Board of Directors.
In an effort to provide objective, financial planning knowledge to the community, Mr. Cuthbertson speaks on personal finance for the popular It's Your Money and It's Your Estate seminar series created by OC based Financial Empowerment & Estate Literacy, Inc.
Mr. Cuthbertson earned an honors MBA from the George Herbert Walker School of Business and Technology, and holds a graduate certificate in personal financial planning from the University of California at Irvine, becoming a "Board Certified" financial planner in 2002. He is also a tax specialist who has been admitted to practice before the IRS and state taxing authorities, a NAPFA-Registered Financial Advisor, and a Registered Life Planner®, with Kinder Institute.
Question & Answer
What are your service offerings?
Life Transitions
Inheritance
Insurance Planning
Socially Responsible Investing
Investment Planning
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Tax Planning
Social Security Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
William Carroll Cuthbertson | William Carroll Cuthbertson, Jr.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Carroll Cuthbertson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2002
Experience
Current
December 9, 2003 - Present
FISCALIS ADVISORY, INC.
Office #1: 27201 Puerta Real Ste 300, Mission Viejo, CA 92691Office #2: 2415 T Avenue Suite 203, Anacortes, WA 98221RIA
CRD#: 126934
MISSION VIEJO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(12/9/2003)
IAR
Texas(10/27/2017)
IAR
Washington(9/2/2022)
Exams
Current Firm
FISCALIS ADVISORY, INC.
FISCALIS ADVISORY, INC. | THE FISCALIS GROUP, INC. | THE FISCALIS GROUP
CRD#: 126934 / SEC#:
California
Registered Investment Advisory firm - (12/9/2003 Approved)Texas
Registered Investment Advisory firm - (10/26/2017 Conditional Restricted)Washington
Registered Investment Advisory firm - (9/2/2022 Approved)PREMIUM
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Contact information
Main Address
2415 T Avenue Suite 203, Anacortes, WA 98221
Mailing Address
Phone number
(949) 429-5995
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 45,151,611 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
