Sorabh Arora
Professional summary
Sorabh Arora, who also goes by Saurav Arora, Sunny Arora, is a registered financial professional currently at JAYPEE INTERNATIONAL, INC. located in Chicago, Illinois.
Sorabh is registered as a RR (Registered Representative) and started their career in finance in 2003. Sorabh has worked at 2 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 4, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sorabh Arora's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 10, 2005 - Present
JAYPEE INTERNATIONAL, INC.
Office #1: 110 North Wacker Drive Suite 2500, Chicago, IL 60606Office #2: 110 North Wacker Drive Suite 2500, Chicago, IL 60606October 15, 2003 - June 3, 2004
VISION BROKERAGE SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2005)
(1/9/2012)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 10/5/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
JAYPEE INTERNATIONAL, INC.
CRD#: 135719 / SEC#: , 8-66945
Contact information
FINRA licenses (3 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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