Michael D. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael D Taylor, who also goes by Michael Taylor, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2003. Michael had worked at 6 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2018 - December 31, 2024
ANDES CAPITAL GROUP, LLC
January 30, 2015 - October 13, 2016
FIRST AVENUE
December 18, 2012 - January 6, 2015
GREENHILL & CO., LLC
January 25, 2011 - September 12, 2012
HARRIS WILLIAMS PRIMARY FUND PLACEMENT LLC
May 3, 2006 - December 8, 2006
VIRTU ITG LLC
October 17, 2003 - April 12, 2005
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationCurrent Firm
ANDES CAPITAL GROUP, LLC
CRD#: 139212 / SEC#: , 8-67202
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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