James R. Clancy
Professional summary
James Robert Clancy, who also goes by Jim R. Clancy, is a registered financial professional currently at HENNEPIN PARTNERS LLC located in Minneapolis, Minnesota.
James is registered as a RR (Registered Representative) and started their career in finance in 2003. James has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Robert Clancy's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 27, 2016 - Present
HENNEPIN PARTNERS LLC
Office #1: 650 3rd Ave S. Suite 1500, Minneapolis, MN 55402June 19, 2008 - October 3, 2016
LAZARD MIDDLE MARKET LLC
December 7, 2007 - July 23, 2008
LAZARD FRERES & CO. LLC
September 19, 2003 - July 23, 2008
GOLDSMITH, AGIO, HELMS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2016)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 9/18/2003
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
HENNEPIN PARTNERS LLC
CRD#: 153034 / SEC#: , 8-68498
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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