Paul T. Czepiga
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Thomas Czepiga was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2002. Paul had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2002 - July 24, 2017
WELLESLEY ASSET MANAGEMENT, INC.
Primary Firm SEC Registration
WELLESLEY ASSET MANAGEMENT, INC.
CRD#: 116176 / SEC#: 801-61288
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLESLEY ASSET MANAGEMENT, INC.
CRD#: 116176 / SEC#: 801-61288
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,478 |
| AUM (Assets Under Management) | $ 2,063,684,848 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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