Bradley K. Lewis

OSAIC WEALTH

Fort Smith, AR 72901

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CRD#: 4702384

Professional summary

Bradley Keith Lewis, who also goes by Bradley K Lewis, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Fort Smith, Arkansas.

Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Bradley has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bradley K Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. RIVER TOWN FEDERAL CREDIT UNION; POSITION: MEMBER OF BOARD OF DIRECTORS NATURE: FEDERAL CREDIT UNION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 2; SECURITIES TRADING HOURS: 2; START DATE: 10/20/2016; ADDRESS: 1001 S. 21ST STREET, FORT SMITH AR 72901; DESCRIPTION: ATTEND BOARD MEETINGS ONCE A MONTH VOTE ON DECISIONS THE BOARD NEEDS TO MAKE. NOT IN CHARGE OF ANY MONEY OR CHECKS. 2. GIDEONS INTERNATIONAL POSITION: Faith Fund Coordinator NATURE: Gideons International is a religious organization that prints and distributes Bibles throughout the world. Each state in the US has its own cabinet and below the cabinet there are camps organized in various cities. Arkansas has 100 camps. The state cabinet has asked me to be Faith Fund Coordinator, meaning I do what I can to encourage each camp to give money to the Faith Fund that buys Bibles. I do not touch the funds, nor do I write any checks. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: P.O.Box 140800, Nashville TN 37214, United States DESCRIPTION: I contact each camp's Faith Fund Coordinators to encourage them to give to the Faith Fund. Once a year, in July, there will be a Gideon from a foreign country that will travel throughout the state encouraging them to give to Faith Fund. I will coordinate his travel schedule throughout our state.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Keith Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Bradley Keith Lewis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 22, 2016 - Present

OSAIC WEALTH, INC.

Office #1: 1823 Dodson Avenue, Fort Smith, AR 72901

RIA

CRD#: 23131

Fort Smith, AR

Current

November 5, 2015 - Present

OSAIC WEALTH, INC.

Office #1: 1823 Dodson Avenue, Fort Smith, AR 72901

RIA

CRD#: 23131

Fort Smith, AR

Past

July 14, 2011 - December 1, 2016

FIRST INDEPENDENT ADVISORY SERVICES, INC.

RIA

CRD#: 132678

FORT SMITH, AR

Past

July 1, 2011 - November 11, 2015

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

CRD#: 128904

FORT SMITH, AR

Past

January 12, 2009 - July 14, 2011

SUTTERFIELD FINANCIAL GROUP, INC.

RIA

CRD#: 115652

VAN BUREN, AR

Past

January 2, 2009 - June 30, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

VAN BUREN, AR

Past

October 31, 2008 - December 31, 2008

OSAIC SERVICES, INC.

RIA

CRD#: 133763

VAN BUREN, AR

Past

October 31, 2008 - December 31, 2008

OSAIC SERVICES, INC.

CRD#: 133763

VAN BUREN, AR

Past

January 6, 2004 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

VAN BUREN, AR

Past

November 4, 2003 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

VAN BUREN, AR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(11/5/2015)

IAR

Arkansas
(4/22/2016)

Florida
(5/8/2024)

Kansas
(4/19/2016)

Kentucky
(11/7/2024)

IAR

Missouri
(4/22/2016)

Missouri
(3/1/2024)

Oklahoma
(11/5/2015)

IAR

Oklahoma
(4/22/2016)

Texas
(3/16/2020)

IAR

Texas
(8/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 12/17/2008

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley K. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Keith Lewis's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Bradley Keith Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

FIRST INDEPENDENT ADVISORY SERVICES, INC.

FIRST INDEPENDENT FINANCIAL SERVICES, INC.

SUTTERFIELD FINANCIAL GROUP, INC.

PURSHE KAPLAN STERLING INVESTMENTS

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2003

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2003

Series 53

Date: 12/17/2008

Series 24

Date: 8/25/2006

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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