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JK

John C. Kearney

PARKSIDE INVESTMENTS
Deerfield, IL 60015
Some features on this profile are disabled
CRD#: 4702058
JK

Professional summary

John Charles Kearney, CFA is a registered financial advisor currently at PARKSIDE INVESTMENTS, LLC located in Deerfield, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 3 firms and has passed the Series 7 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Kearney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

July 27, 2017 - Present

PARKSIDE INVESTMENTS, LLC

Office #1: 570 Lake Cook Road Suite 100, Deerfield, IL 60015
RIA
CRD#: 286178
Deerfield, IL
Past

August 1, 2011 - April 17, 2017

CEDAR HILL ASSOCIATES, LLC

RIA
CRD#: 147206
ROSEMONT, IL
Past

October 15, 2003 - March 19, 2004

BANC ONE CAPITAL MARKETS, INC.

BD
CRD#: 23065
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PARKSIDE INVESTMENTS, LLC
PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(7/27/2017)

Exams

General Industry/Product Exam
RR
Series 7
Date: 10/14/2003
General Securities Representative Examination

Current Firm

PI
PARKSIDE INVESTMENTS, LLC
PARKSIDE INVESTMENTS, LLC

CRD#: 286178 / SEC#: 801-108826

RIA
Registered Investment Advisory firm - (1/3/2017 Approved)
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Contact information

Main Address
570 Lake Cook Road Suite 100, Deerfield, IL 60015
Mailing Address
Phone number
(312) 778-7700
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARKSIDE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts600
AUM (Assets Under Management)$ 1,301,690,946

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARKSIDE INVESTMENTS, LLC

CRD#: 286178Deerfield, IL 60015

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