Gregory W. Depetris
Professional summary
Gregory Wayne Depetris is a registered financial professional currently at BROADHAVEN SECURITIES LLC located in New York, New York.
Gregory is registered as a RR (Registered Representative) and started their career in finance in 2004. Gregory has worked at 5 firms and has passed the Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gregory Wayne Depetris's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2023 - Present
BROADHAVEN SECURITIES LLC
Office #1: 330 Madison Ave 28th Floor, New York, NY 10017July 30, 2021 - December 22, 2022
APEX CLEARING CORPORATION
September 21, 2018 - August 2, 2021
CODA MARKETS, INC.
December 18, 2008 - August 30, 2016
AUTOMATED EQUITY FINANCE MARKETS, INC.
February 18, 2004 - December 26, 2008
QUADRISERV SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/22/2004
Limited Representative-Equity Trader ExamFINRA
Current Firm
BROADHAVEN SECURITIES LLC
CRD#: 157804 / SEC#: , 8-68862
Contact information
FINRA licenses (28 States and Territories)
Documents
Red Flags
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