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SM

Steven C. Martins

PGM GLOBAL
Montreal Quebec, H3B 2N2
Some features on this profile are disabled
CRD#: 4701855
SM

Professional summary

Steven Christopher Martins, who also goes by Steven Martins, is a registered financial professional currently at PGM GLOBAL INC. .

Steven is registered as a RR (Registered Representative) and started their career in finance in 2008. Steven has worked at 3 firms and has passed the Series 63, Series 57TO, SIE and Series 37 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Steven Martins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Steven Christopher Martins's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 19, 2025 - Present

PGM GLOBAL INC.

Office #1: 1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
BD
CRD#: 104387
Montreal Quebec,
Past

April 20, 2021 - April 16, 2024

LAURENTIAN CAPITAL (USA) INC

BD
CRD#: 171211
MONTREAL,
Past

March 19, 2020 - November 3, 2020

GLOBAL ALLIANCE SECURITIES LLC

BD
CRD#: 167164
CHARLESTON (MT. PLEASANT), SC
Past

March 18, 2008 - April 23, 2018

PGM GLOBAL INC.

BD
CRD#: 104387
MONTREAL QUEBEC,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/17/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 4/8/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 9/11/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 4/14/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 37
Date: 3/17/2008
Canada Module of the General Securities Registered Representative (With Options Questions)
SRO Registrations
RR
FINRA

Current Firm

PG
PGM GLOBAL INC.
BROCKHOUSE & COOPER INC. | PGM GLOBAL INC. | PAVILION GLOBAL MARKETS LTD.

CRD#: 104387 / SEC#: , 8-52850

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
1010 De La Gauchetiere W - Suite 2010, Montreal Quebec, H3B 2N2
Mailing Address
1010 De La Gauchetiere W, Suite 2010, Montreal Quebec, H3B 2N2
Phone number
(514) 932-7171
Established
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PGM GLOBAL HOLDINGS INC.SHAREHOLDER
CHOUEIRI, MARIODIRECTOR5178472
FARINACCI, GIANCARLE MICHELECHIEF FINANCIAL OFFICER / FINOP / CCO6566388

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PGM GLOBAL INC.

CRD#: 104387Montreal Quebec, H3B 2N2

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