Kenneth J. Watten
Professional summary
Kenneth Jeffrey Watten, CFP® is a registered financial advisor currently at KAYE CAPITAL MANAGEMENT located in El Segundo, California and MODERN WEALTH MANAGEMENT, LLC located in El Segundo, California.
Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kenneth has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Jeffrey Watten's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2007
Experience
January 13, 2011 - Present
KAYE CAPITAL MANAGEMENT
Office #1: 713 Campus Square West, El Segundo, CA 90245June 30, 2025 - Present
MODERN WEALTH MANAGEMENT, LLC
Office #1: 713 Campus Square West, El Segundo, CA 90245January 3, 2012 - July 14, 2017
MUTUAL SECURITIES, INC.
January 27, 2004 - March 5, 2004
NWF ADVISORY SERVICES INC
December 10, 2003 - January 19, 2012
OSAIC WEALTH, INC.
Primary Firm SEC Registration
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/13/2011)
(6/12/2019)
Exams
Current Firm
MODERN WEALTH MANAGEMENT, LLC
CRD#: 324624 / SEC#: 801-127231
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 18,823 |
| AUM (Assets Under Management) | $ 6,148,915,787 |
Red Flags
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