Jason E. Schore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Elliot Schore was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2003. Jason had worked at 8 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2009 - February 19, 2014
PENN INVESTMENT ADVISORS, INC.
January 22, 2008 - December 8, 2009
AMP ASSET MANAGEMENT, INC.
January 15, 2008 - February 19, 2014
FIRST SAVINGS SECURITIES, INC.
October 25, 2005 - February 20, 2007
CITY NATIONAL SECURITIES, INC.
October 12, 2004 - March 15, 2005
TD AMERITRADE, INC.
September 20, 2004 - March 15, 2005
TD AMERITRADE, INC.
May 27, 2004 - December 7, 2004
NATCITY INVESTMENTS, INC.
October 20, 2003 - October 30, 2003
IDS LIFE INSURANCE COMPANY
October 20, 2003 - October 30, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PENN INVESTMENT ADVISORS, INC.
CRD#: 151715 / SEC#: 801-70683
Contact information
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 1,139 |
| AUM (Assets Under Management) | $ 574,427,667 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
