Richard M. Cella
Professional summary
Richard Michael Cella, CFP® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2003. Richard has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Michael Cella's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
October 18, 2011 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 4, 2010 - October 3, 2011
VOYA FINANCIAL ADVISORS, INC.
November 3, 2003 - July 12, 2010
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2011)
(10/18/2011)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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