Douglas G. Leggate
Professional summary
Douglas George Blyth Leggate, who also goes by Douglas George Blyth Leggate, Douglas Leggate, is a registered financial professional currently at WOLFE RESEARCH SECURITIES located in New York, New York.
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2003. Douglas has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas George Blyth Leggate's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 17, 2024 - Present
WOLFE RESEARCH SECURITIES
Office #1: 757 Third Avenue Sixth Floor, New York, NY 10017May 10, 2019 - June 13, 2024
BOFA SECURITIES, INC.
October 29, 2009 - May 10, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2009 - October 21, 2009
HOWARD WEIL INCORPORATED
December 4, 2003 - June 18, 2008
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2024)
(6/17/2024)
Exams
FINRA
Current Firm
WOLFE RESEARCH SECURITIES
CRD#: 151850 / SEC#: , 8-68406
Contact information
FINRA licenses (48 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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