Joseph M. Leroy
FENIMORE ASSET MANAGEMENT
COBLESKILL, NY 12043
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CRD#: 4701119
Professional summary
Joseph Michael Leroy, CFP®, who also goes by Joseph Leroy, is a registered financial advisor currently at FENIMORE ASSET MANAGEMENT, INC. located in Cobleskill, New York and FENIMORE SECURITIES, INC. located in Cobleskill, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Joseph has worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Leroy
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Board member of Rotterdam Girls Softball League. 1160 Fayette Dr., Schenectady, NY 12303 Non-profit, non-paid, less than 10 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Leroy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
May 9, 2022 - Present
FENIMORE ASSET MANAGEMENT, INC.
Office #1: 384 North Grand Street, Cobleskill, NY 12043RIA
CRD#: 110946
COBLESKILL, NY
Current
May 9, 2022 - Present
FENIMORE SECURITIES, INC.
Office #1: 384 North Grand Street P. O. Box 399, Cobleskill, NY 12043Office #2: 384 North Grand Street-box 399, Cobleskill, NY 12043BD
CRD#: 104391
Cobleskill, NY
Past
January 4, 2021 - May 4, 2022
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
COHOES, NY
Past
June 13, 2008 - January 4, 2021
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
November 5, 2003 - October 26, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
Registered Investment Advisory firm - (12/22/1974 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/27/2022)
RR
Alaska(9/27/2022)
RR
Arizona(9/27/2022)
RR
Arkansas(9/27/2022)
RR
California(9/27/2022)
RR
Colorado(9/27/2022)
RR
Connecticut(9/27/2022)
RR
Delaware(9/27/2022)
RR
District of Columbia(9/27/2022)
RR
Florida(9/27/2022)
RR
Georgia(9/27/2022)
RR
Hawaii(9/27/2022)
RR
Idaho(9/27/2022)
RR
Illinois(9/27/2022)
RR
Indiana(9/27/2022)
RR
Iowa(9/27/2022)
RR
Kansas(9/27/2022)
RR
Kentucky(9/27/2022)
RR
Louisiana(9/27/2022)
RR
Maine(9/27/2022)
RR
Maryland(9/27/2022)
RR
Massachusetts(9/27/2022)
RR
Michigan(9/27/2022)
RR
Minnesota(9/27/2022)
RR
Mississippi(9/27/2022)
RR
Missouri(9/27/2022)
RR
Montana(9/27/2022)
RR
Nebraska(9/27/2022)
RR
Nevada(9/27/2022)
RR
New Hampshire(9/27/2022)
RR
New Jersey(9/27/2022)
RR
New Mexico(9/27/2022)
IAR
New York(5/9/2022)
RR
New York(9/7/2022)
RR
North Carolina(9/27/2022)
RR
North Dakota(9/27/2022)
RR
Ohio(9/28/2022)
RR
Oklahoma(9/27/2022)
RR
Oregon(9/27/2022)
RR
Pennsylvania(9/27/2022)
RR
Rhode Island(9/27/2022)
RR
South Carolina(9/27/2022)
RR
South Dakota(9/27/2022)
RR
Tennessee(9/27/2022)
RR
Texas(9/27/2022)
RR
Utah(9/27/2022)
RR
Vermont(9/27/2022)
RR
Virginia(9/27/2022)
RR
Washington(9/27/2022)
RR
West Virginia(9/27/2022)
RR
Wisconsin(9/27/2022)
RR
Wyoming(9/27/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FENIMORE ASSET MANAGEMENT, INC.
FENIMORE ASSET MANAGEMENT, INC.
CRD#: 110946 / SEC#: 801-10429
RIA
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Contact information
Main Address
384 North Grand Street, Cobleskill, NY 12043
Mailing Address
Phone number
(518) 234-4393
Established
Firm type
Fiscal year end
# of Employees
44
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,164 |
| AUM (Assets Under Management) | $ 5,425,014,709 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
