Michael D. Winski

KESTRA INVESTMENT SERVICES

Lafayette, LA 70508

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CRD#: 470098

Professional summary

Michael David Winski is a registered financial professional currently at KESTRA INVESTMENT SERVICES, LLC located in Lafayette, Louisiana.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1974. Michael has worked at 11 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael David Winski's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 1720 Kaliste Saloom Rd 5d, Lafayette, LA 70508

CRD#: 42046

Lafayette, LA

Past

July 22, 2022 - October 30, 2024

B. RILEY WEALTH MANAGEMENT

CRD#: 2543

LAFAYETTE, LA

Past

January 16, 2007 - July 22, 2022

NATIONAL SECURITIES CORPORATION

CRD#: 7569

LAFAYETTE, LA

Past

May 28, 2002 - January 16, 2007

FIRST MONTAUK SECURITIES CORP.

CRD#: 13755

LAFAYETTE, LA

Past

May 1, 1996 - May 30, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

March 14, 1989 - May 2, 1996

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

May 14, 1988 - April 6, 1989

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 18, 1978 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

February 24, 1978 - August 21, 1978

MORGAN STANLEY DW INC.

CRD#: 7556

Past

September 15, 1976 - February 24, 1978

DEAN WITTER & CO. INCORPORATED

CRD#: 6466

Past

January 28, 1974 - October 7, 1976

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/1/2024)

Louisiana
(11/6/2024)

Nebraska
(10/1/2024)

South Carolina
(10/1/2024)

Exams

State Security Law Exam

Series 63

Date: 5/21/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 1/23/1974

Registered Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046 / SEC#: , 8-49672

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

5707 Southwest Parkway 2-125, Austin, TX 78746

Mailing Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone number

(844) 553-7872

Established

Texas since 09/01/2014

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
KESTRA FINANCIAL, INC	SOLE MEMBER
AMORE, JOHN VINCENT	PRESIDENT	5430932
CHESTER, KRISTEN LAWLESS	CHIEF OPERATING OFFICER, EXECUTIVE VICE PRESIDENT	6896952
KANT, VINAY	CHIEF DIGITAL TECHNOLOGY OFFICER	7976827
PEDLOW, MICHAEL ROSS	CHIEF COMPLIANCE OFFICER, EXECUTIVE VICE PRESIDENT	4871563
POER, JAMES LYNN	CHIEF EXECUTIVE OFFICER	1983357
SCHOENBECK, MARK PAUL	EXECUTIVE VICE PRESIDENT	2625829
YIN, YIN	CONTROLLER	3219513
ZEGERS, SCOTT MATTHEW	CHIEF FINANCIAL OFFICER	4831659

Disclosures

Regulatory Event	14
Arbitration	2

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael D. Winski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael David Winski's CRS (Customer Relationship Summary).

Certified licenses

Experience

B. RILEY WEALTH MANAGEMENT

NATIONAL SECURITIES CORPORATION

FIRST MONTAUK SECURITIES CORP.

PRUDENTIAL EQUITY GROUP, LLC

LEGG MASON WOOD WALKER, INCORPORATED

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

MORGAN STANLEY DW INC.

DEAN WITTER & CO. INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/21/1982

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 1/23/1974

FINRA

Current Firm

KESTRA INVESTMENT SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

KESTRA INVESTMENT SERVICES, LLC

TRUST BUT VERIFY

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