Gordon L. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gordon Lee Johnson, who also goes by Gordon Lee Johnson Jr., was a registered financial professional .
Gordon is a previously registered financial professional and started their career in finance in 2003. Gordon had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2019 - August 26, 2026
ANALYST HUB SECURITIES, LLC
January 4, 2018 - September 30, 2019
THE VERTICAL GROUP
August 19, 2015 - February 2, 2018
AXIOM CAPITAL MANAGEMENT, INC.
March 18, 2015 - September 10, 2015
WOLFE RESEARCH SECURITIES
June 29, 2010 - April 10, 2015
AXIOM CAPITAL MANAGEMENT, INC.
July 21, 2008 - July 16, 2010
HAPOALIM SECURITIES USA, INC.
May 3, 2006 - July 18, 2008
LEHMAN BROTHERS INC.
July 25, 2005 - May 11, 2006
J.P. MORGAN SECURITIES LLC
December 2, 2004 - May 17, 2005
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 12, 2003 - September 28, 2004
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ANALYST HUB SECURITIES, LLC
CRD#: 297665 / SEC#: , 8-70144
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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