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GJ

Gordon Lee Johnson

CRD# 4700971·Registered 2003 - 2026
Previously Registered: Being a previously registered professional could mean that Gordon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gordon Lee Johnson, who also goes by Gordon Lee Johnson Jr., was a registered financial advisor. Gordon was a previously registered financial professional and started their career in finance 2003 - 2026. Gordon had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Gordon Lee Johnson Jr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

23 years in the financial services industry

Current & Past Employments

ANALYST HUB SECURITIES, LLC·CRD# 297665
BD
Austin, TX
December 17, 2019 - August 26, 2026
THE VERTICAL GROUP·CRD# 104353
BD
Red Bank, NJ
January 4, 2018 - September 30, 2019
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
August 19, 2015 - February 2, 2018
WOLFE RESEARCH SECURITIES·CRD# 151850
BD
New York, NY
March 18, 2015 - September 10, 2015
AXIOM CAPITAL MANAGEMENT, INC.·CRD# 26580
BD
New York, NY
June 29, 2010 - April 10, 2015
HAPOALIM SECURITIES USA, INC.·CRD# 266
BD
New York, NY
July 21, 2008 - July 16, 2010
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 3, 2006 - July 18, 2008
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 25, 2005 - May 11, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC·CRD# 15654
BD
New York, NY
December 2, 2004 - May 17, 2005
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
November 12, 2003 - September 28, 2004

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Current Firm

AH
ANALYST HUB SECURITIES, LLC

ANALYST HUB SECURITIES, LLC

CRD#: 297665 / SEC#: 8-70144
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2301 S Capital Of Texas Hwy Ste. J-101, Austin, TX 78746

Mailing Address

2301 S. Capital Of Texas Hwy Ste. J-101, Austin, TX 78746

Phone Number

(646) 543-4099

Established

Delaware since 05/17/2018

Firm Type

Limited Liability Company

Fiscal Year End

March

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ANALYST HUB HOLDINGS, LLCPARENT COMPANY—
KRONENBERG, MICHAEL JEANCHIEF EXECUTIVE OFFICER4451109
THORNTON, STEVEN LEEFINOP / CHIEF COMPLIANCE OFFICER4496384

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2003About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Jan 2006About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Oct 2005About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Nov 2003About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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