Philipp Klingelhofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philipp Klingelhofer, who also goes by Philipp Karl Alexander Klingelhofer, Philipp Klingelhofer, was a registered financial professional .
Philipp is a previously registered financial professional and started their career in finance in 2003. Philipp had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2022 - May 21, 2023
IA GLOBAL CAPITAL LLC
December 6, 2018 - January 27, 2020
PALMER CAPITAL ADVISORS, LLC
October 14, 2015 - December 22, 2016
FNEX CAPITAL, LLC
July 12, 2010 - October 8, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 15, 2003 - May 27, 2010
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
