Bruce Allan Frankel
CFP®Professional Summary
Bruce Allan Frankel, CFP® is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Durham, North Carolina. Bruce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bruce has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
23 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PARALLEL ADVISORS, LLC
Contact Information
Main Address
150 Spear Street Suite 1600, San Francisco, CA 94105Phone Number
(866) 627-6984# of Employees
137SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,242AUM (Assets Under Management)
$10,307,545,581Similar Advisors
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PARALLEL ADVISORS, LLC
State Registrations and Notice Filings
(12/19/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Bruce Allan Frankel's CRS (Customer Relationship Summary).